SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Crestovo Investor LLC

(Last) (First) (Middle)
28 HAVEMEYER PLACE

(Street)
GREENWICH CT 06830

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2021
3. Issuer Name and Ticker or Trading Symbol
Finch Therapeutics Group, Inc. [ FNCH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Preferred Stock (1) (1) Common Stock 8,672,117 (1) D(2)
Series B Preferred Stock (1) (1) Common Stock 1,064,466 (1) D(2)
Series C Preferred Stock (1) (1) Common Stock 1,172,480 (1) D(2)
Series D Preferred Stock (1) (1) Common Stock 997,084 (1) D(2)
1. Name and Address of Reporting Person*
Crestovo Investor LLC

(Last) (First) (Middle)
28 HAVEMEYER PLACE

(Street)
GREENWICH CT 06830

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Shumway Chris

(Last) (First) (Middle)
28 HAVEMEYER PLACE

(Street)
GREENWICH CT 06830

(City) (State) (Zip)
Explanation of Responses:
1. Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock is convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a one for one basis, has no expiration date and is expected to automatically convert into shares of Common Stock upon the closing of the Issuer's initial public offering.
2. Held directly by Crestovo Investor LLC ("Crestovo"). Mr. Shumway exercises voting and investment power with respect to the shares held by Crestovo. Mr. Shumway disclaims beneficial ownership of the shares held directly by Crestovo, except to the extent of his pecuniary interest therein.
Crestovo Investor LLC By: /s/ Chris Shumway, Authorized Signatory 03/18/2021
/s/ Chris Shumway 03/18/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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